View all text of Part 9401 [§ 9401.101 - § 9401.113]
§ 9401.110 - Prohibited recommendations.
An employee shall not make recommendations or suggestions, directly or indirectly, concerning the acquisition or sale or other divestiture of a security in an entity supervised by the Bureau, or an entity that is a party or represents a party to a particular matter involving specific parties to which the employee is assigned.