Subpart H. Subpart H—Recordkeeping, Reporting, and Examination Requirements for RBICs

• Recordkeeping Requirements for RBICs

  • SECTION § 4290.600 - General requirement for RBIC to maintain and preserve records.
  • SECTION § 4290.610 - Required certifications for Loans and Investments.
  • SECTION § 4290.620 - Requirements to obtain information from Portfolio Concerns.

• Reporting Requirements for RBICs

  • SECTION § 4290.630 - Requirement for RBICs to file financial statements and supplementary information with the Agency.
  • SECTION § 4290.640 - Requirement to file portfolio financing reports with the Agency.
  • SECTION § 4290.650 - Requirement to report portfolio valuations to the Agency
  • SECTION § 4290.660 - Other items required to be filed by RBIC with the Agency.
  • SECTION § 4290.680 - Reporting changes in RBIC not subject to prior approval.

• Examinations of RBICs by the Agency for Regulatory Compliance

  • SECTION § 4290.690 - Examinations.
  • SECTION § 4290.691 - Responsibilities of RBIC during examination.
  • SECTION § 4290.692 - Examination fees.