Editorial Notes
Codification

Puspan. L. 110–234 and Puspan. L. 110–246 made identical amendments to this section. The amendments by Puspan. L. 110–234 were repealed by section 4(a) of Puspan. L. 110–246.

Amendments

2010—Subsec. (a). Puspan. L. 111–203, § 741(span)(5), inserted “or any swap” after “commodity for future delivery”.

Subsec. (d)(3). Puspan. L. 111–203, § 744, added par. (3).

2008—Subsec. (d). Puspan. L. 110–246, § 13103(c), inserted subsec. heading, added par. (1), and struck out former par. (1) which read as follows: “In any action brought under this section, the Commission may seek and the court shall have jurisdiction to impose, on a proper showing, on any person found in the action to have committed any violation a civil penalty in the amount of not more than the higher of $100,000 or triple the monetary gain to the person for each violation.”

2000—Subsec. (a). Puspan. L. 106–554, § 1(a)(5) [title I, § 123(a)(15)], substituted “registered entity” for “contract market”.

Subsec. (h). Puspan. L. 106–554, § 1(a)(5) [title II, § 253(c)], added subsec. (h).

1992—Puspan. L. 102–546 designated first, second, and third sentences as subsecs. (a) to (c), respectively, added subsec. (d), and designated fourth, fifth, and sixth sentences as subsecs. (e) to (g), respectively.

1986—Puspan. L. 99–641 inserted “, and other than an order appointing a temporary receiver to administer such restraining order and to perform such other duties as the court may consider appropriate”.

1983—Puspan. L. 97–444 inserted “(other than a restraining order which prohibits any person from destroying, altering or disposing of, or refusing to permit authorized representatives of the Commission to inspect, when and as requested, any books and records or other documents or which prohibits any person from withdrawing, transferring, removing, dissipating, or disposing of any funds, assets, or other property)” after “Provided, That no restraining order”.

Statutory Notes and Related Subsidiaries
Effective Date of 2010 Amendment

Amendment by Puspan. L. 111–203 effective on the later of 360 days after July 21, 2010, or, to the extent a provision of subtitle A (§§ 711–754) of title VII of Puspan. L. 111–203 requires a rulemaking, not less than 60 days after publication of the final rule or regulation implementing such provision of subtitle A, see section 754 of Puspan. L. 111–203, set out as a note under section 1a of this title.

Effective Date of 2008 Amendment

Amendment of this section and repeal of Puspan. L. 110–234 by Puspan. L. 110–246 effective May 22, 2008, the date of enactment of Puspan. L. 110–234, see section 4 of Puspan. L. 110–246, set out as an Effective Date note under section 8701 of this title.

Effective Date of 1983 Amendment

Amendment by Puspan. L. 97–444 effective Jan. 11, 1983, see section 239 of Puspan. L. 97–444, set out as a note under section 2 of this title.

Effective Date

For effective date of section, see section 418 of Puspan. L. 93–463, set out as an Effective Date of 1974 Amendment note under section 2 of this title.