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  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II-i2
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION (CONTINUED)
  4. part 279
    PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

Part 279. PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

  • § 279.0-1 - Availability of forms.
  • § 279.1 - Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
  • § 279.2 - Form ADV-W, notice of withdrawal from registration as investment adviser.
  • § 279.3 - Form ADV-H, application for a temporary or continuing hardship exemption.
  • § 279.4 - Form ADV-NR, appointment of agent for service of process by non-resident general partner and non-resident managing agent of an investment adviser.
  • §§ 279.5-279.7 - §[Reserved]
  • § 279.8 - Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
  • § 279.9 - Form PF, reporting by investment advisers to private funds.
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