1. Regulations
  2. title 17
  3. chapter II-i2
  4. part 279
  5. § 279.8

View all text of Part 279 [§ 279.0-1 - § 279.9]

§ 279.8 - Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.

[54 FR 32049, Aug. 4, 1989] Editorial Note:For Federal Register citations affecting Form ADV-E, see the List of CFR Sections Affected, which appears in the Finding Aids section of the printed volume and at www.govinfo.gov.

AUTHORITY: The Investment Advisers Act of 1940, 15 U.S.C. 80b-1,

SOURCE: 33 FR 19005, Dec. 20, 1968, unless otherwise noted.

CITE AS: 17 CFR 279.8