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U.S. Code Regulations Constitution Journal Apps
  1. Regulations
    All Titles
  2. title 17
    Commodity and Securities Exchanges
  3. chapter II
    CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  4. part 230
    PART 230—GENERAL RULES AND REGULATIONS, SECURITIES ACT OF 1933
  5. subjgrp 49
    Regulation D—Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933

Subjgrp 49. Regulation D—Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933

  • § 230.500 - Use of Regulation D.
  • § 230.501 - Definitions and terms used in Regulation D.
  • § 230.502 - General conditions to be met.
  • § 230.503 - Filing of notice of sales.
  • § 230.504 - Exemption for limited offerings and sales of securities not exceeding $10,000,000.
  • § 230.505 - [Reserved]
  • § 230.506 - Exemption for limited offers and sales without regard to dollar amount of offering.
  • § 230.507 - Disqualifying provision relating to exemptions under §and 230.506.
  • § 230.508 - Insignificant deviations from a term, condition or requirement of Regulation D.
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