Subjgrp 12. Disclosing Information—Lower Tier Participants

• § 1471.355 - What information must I provide to a higher tier participant before entering into a covered transaction with that participant?
• § 1471.360 - What happens if I fail to disclose the information required under § 1471.355?
• § 1471.365 - What must I do if I learn of information required under after entering into a covered transaction with a higher tier participant?