1. Regulations
  2. title 29
  3. chapter XII
  4. part 1471
  5. subpart C
  6. subjgrp 12
  7. § 1471.355

View all text of Subjgrp 12 [§ 1471.355 - § 1471.365]

§ 1471.355 - What information must I provide to a higher tier participant before entering into a covered transaction with that participant?

Before you enter into a covered transaction with a person at the next higher tier, you as a lower tier participant must notify that person if you know that you or any of the principals are presently excluded or disqualified.

AUTHORITY: E.O. 12549 ,3 CFR 1986 Comp., p. 189; E.O. 12698, 3 CFR 1989 Comp., p. 235; sec. 2455, Pub. L. 103-355, 108 Stat. 3327 (31 U.S.C. 6101 note); 29 U.S.C. 175a.

SOURCE: 68 FR 66544, 66603, 66604, Nov. 26, 2003, unless otherwise noted.

CITE AS: 29 CFR 1471.355