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U.S. Code Regulations Constitution Journal Apps
  1. U.S. Code
    All Titles
  2. title 15
    COMMERCE AND TRADE
  3. chapter 2D
    INVESTMENT COMPANIES AND ADVISERS
  4. subchapter II
    INVESTMENT ADVISERS

Subchapter II. INVESTMENT ADVISERS

  • § 80b-1 - Findings
  • § 80b-2 - Definitions
  • § 80b-3 - Registration of investment advisers
  • § 80b-3a - State and Federal responsibilities
  • § 80b-4 - Reports by investment advisers
  • § 80b-4a - Prevention of misuse of nonpublic information
  • § 80b-5 - Investment advisory contracts
  • § 80b-6 - Prohibited transactions by investment advisers
  • § 80b-6a - Exemptions
  • § 80b-7 - Material misstatements
  • § 80b-8 - General prohibitions
  • § 80b-9 - Enforcement of subchapter
  • § 80b-10 - Disclosure of information by Commission
  • § 80b-10a - Consultation
  • § 80b-11 - Rules, regulations, and orders of Commission
  • § 80b-12 - Hearings
  • § 80b-13 - Court review of orders
  • § 80b-14 - Jurisdiction of offenses and suits
  • § 80b-15 - Validity of contracts
  • § 80b-16 - Omitted
  • § 80b-17 - Penalties
  • § 80b-18 - Hiring and leasing authority of Commission
  • § 80b-18a - State regulation of investment advisers
  • § 80b-18b - Custody of client accounts
  • § 80b-18c - Rule of construction relating to the Commodities Exchange Act
  • § 80b-19 - Separability
  • § 80b-20 - Short title
  • § 80b-21 - Effective date
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